U.S. ARMY INSCOM STANDARD OPERATING PROCEDURES FOR FOIA REQUESTS REGARDING THE INTERPLANETARY PHENOMENON UNIT

 

25-May-1997 - The Interplanetary Phenomenon Unit (IPU), of the Scientific and Technical  Branch, Counterintelligence Directorate, Department of the Army, bore a very suggestive name. Several researchers have made extensive efforts to obtain records of this unit through the Freedom of Information Act, all unsuccessful.

No IPU records are presently available; whether or not any records survive is unknown.  The Army and Air Force say that no records of this unit exist. We wonder.  These records are among the huge number of missing/unavailable UFO-related documents which can be shown conclusively to have existed.

We became aware of the IPU through readily available, if somewhat controversial sources.   Some information in the published sources was specific enough to file for documents, so we began an FOIA effort to locate IPU records in 1992.  By the time we gave up on this avenue of inquiry, 20 FOIA request and follow-up letters had been written and filed.  In all, this effort resulted in more than 40 items of correspondence.  This extensive effort produced absolutely no records of the IPU.

However, a couple of interesting things were revealed in the course of the FOIA effort which make the story worth telling.

An initial FOIA request to the Department of the Army soon became a lengthy exchange of correspondence with the U.S. Army Intelligence and Security Command (INSCOM), "IACSF-FI" (Intelligence Activity, Central Security Facility - Freedom of Information), located at Fort George G. Meade, Maryland, also home to the secretive National Security Agency (NSA).

Our first request for : 

  "...copies of all records pertaining to the Interplanetary Phenomenon Unit (IPU) of the Scientific and Technical Branch, Counter Intelligence Directorate, Department of the Army..."   

Produced a response letter dated March 6, 1992 stating:

  "Please be advised that the Interplanetary Phenomenon Unit of the Scientific and Technical Branch, Counter Intelligence Directorate, Department of the Army, was disestablished during the late 1950’s and never reactivated.  All records pertaining to this unit were surrendered to the U.S. Air Force Office of Special Investigations in conjunction with operation "Bluebook.

We regret that we are unable to be of more assistance concerning this matter."

 

We followed up with another request and received the following reply dated March 6, 1992:

  "Records of the Interplanetary Phenomenon Unit no longer are maintained by the department of the Army.  Once surrendered, the records become the property of the gaining office (U.S. Air Force Office of Special Investigations) and their disposition would not be monitored by the Army.   Consequently, the information you seek is not available through this office."  

Identical wording appeared in another reply letter dated April 13, 1992.  This started us wondering about the possibility of ‘cookie cutter’ responses.  So we fired off another request and received a reply dated September 9, 1992 stating:

  "The Department of the Army is no longer in possession of the records you seek and we cannot locate any information on the unit.  Unfortunately, for that reason alone, we are simply unable to answer your questions."  

In later correspondence, INSCOM stated that they had "standardized some..." ... "...paragraphs in our responses...".  To us this sounded like ‘canned responses’.  So we requested: 

  "...a copy of the document which the U.S. Army INSCOM is using as the  authority for their statements about the disestablishment of the IPU and the transfer of its records. "  

Finally in July, 1993, as a result of an appeal to the Secretary of the Army,  we received copies of two pages of the U.S. Army Intelligence and Security Command’s "FOI/PO SOP" (Freedom of Information/Privacy Act Standard Operating Procedure) document, the text of which is reproduced below.  Canned responses were exactly what we had been getting!  The paragraphs in the "SOP" document were identical to those in the responses we had received.  The statements we had received had been from a "SOP" document without any supporting documentation, and, we believe, without valid records searches being made.

When we complained to the secretary of Defense that the INSCOM responses had been less than responsive, we received a lengthy response refuting our concerns and taking us to task for questioning the "good faith efforts made on our behalf."  We do not agree that an agency not making a search in response to a legal FOIA request constitutes "good faith."  The U.S. Army now maintains that the "SOP" document is no longer in service.

This frustrating FOIA experience and the discovery of the SOP document illustrate the rocky road which faces FOIA requesters.  Over the last 5 years, we have filed more than 700 FOIA requests and follow-up letters and have experienced all of the frustrating methods the various government agencies, departments, activities, etc. use to minimize effort.  If, in fact, U.S. Army INSCOM was using the "SOP" document to avoid doing proper searches, this in our opinion, would violate the spirit if not the letter of the Freedom of Information Act.  

Our experiences convince us that what people who use the FOIA to ask about certain topics experience is a combination of bureaucratic inconsistency,  governmental ineptness and active management of information.  This SOP document would seem to be evidence of such information management, possibly not just of UFO information, but of a whole list of subjects.  Certainly it is a tool which was used to help keep certain secrets; direct evidence that indeed, secrets can be, and routinely are kept contrary to opinion of those who are ill-informed.

FOIA requests to the Air Force Office of Special Investigations (AFOSI), to which the Army IPU records were supposedly "surrendered," resulted in denials that AFOSI was maintaining any IPU records or had any record of the files transfer. Finally, after several queries, AFOSI responded that the material had been destroyed, but could not, or would not produce any authority for such a statement.

AFOSI is an agency whose name repeatedly comes up in UFO-related matters.  Prominent among these is allegations that AFOSI has been the source of UFO-related disinformation.  Certainly, is a very difficulty task to actually obtain records of any kind from AFOSI via the FOIA.

The National Archives and Records Administration (NARA) informed us in June, 1992 that:

  "A search of project Blue Book records in our custody and the accession folder NN-375-209 has failed to disclose any references to files of..." the IPU.  

The declassified Project Blue Book records in the holdings of the NARA contain just a few AFOSI records, and no records related to the IPU as far as we can determine.

Jim Klotz, CUFON SYSOP

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Notes on text reproduction conventions used in the following:

Single ================ line of equal signs indicate a page break internal to a document 

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Double lines of equal signs ================  indicate a break between documents.

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FOI/PO  SOP

         (3)  All privacy cases will have similar cost paragraph followed by the following statement:

         "Since you requested records under the Privacy Act, all fees are waived."

         (4)  Depending upon the circumstances, the following statement may be appropriate:

         "Computer and search fees of $___are due as a result of processing your request.  However, 
         because of the minimal results achieved, these fees are also waived."  (Used after waiving the
         other charges as above.)

No charge will be assessed for referrals from other agencies unless pages are in excess of 100 or the referring agency waived all fees or advised the requester that charges would be made by us.  No charge will be assessed for coordinated material.  In these circumstances, a statement that all fees are  waived is appropriate

23.  Unidentified Flying Objects (UFOs)/Interplanetary Phenomenon Unit (IPU)/Bluebook.

     a.   Periodically this office will receive requests concerning an activity described as the "Interplanetary Phenomenon Unit" and for information on UFOs.

     b.  When replying to request for UFO's records. Our reply should be as follows:

     "This is in response to your letter of _____ under the Freedom of  Information Act, 5USC 552,
     requesting information concerning Army intelligence records related to UFO encounter reports.

     To determine the existence of Army intelligence investigative records responsive to your request,
     we have conducted an in-depth check of the files and indices maintained by this office.

     We regret to inform you that there is no record concerning UFOs within this office and the
     Department of the Army.

     If you have any further.............."

J-15

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FOI/PO  SOP

     c.  If asked about he IPU, the reply is as follows:

     "Please be advised that the Interplanetary Phenomenon Unit of the Scientific and Technical
     Branch, Counterintelligence Directorate, Department of the Army was disestablished during the
     late 1950's and never reactivated.  All records pertaining to this unit were surrendered to the
     U.S. Air Force Office of Special Investigations in conjunction with operation "Bluebook".

     There is no record system maintained within the Department of the Army to catalog, process,
     index or otherwise evaluate UFO information.

     We regret that we are unable to be of more assistance concerning this matter."

     d.  If there is a follow-on request concerning the IPU, our reply should be as follows:

     "As stated in our letter of _________, records of Interplanetary Phenomenon Unit no longer are
     maintained by the Department of the Army.  Once surrendered, the records became the property
     of the gaining office (U.S. Air Force, Office of Special Investigations)  and their disposition
     would not be monitored by the Army.  Consequently, the information you seek is not available
     through this office."

     e.  If we are questioned further concerning this unit, our reply should be as follows:

     "As stated in our previous letters of ________ and  __________,  the Department of the Army
     is no longer in possession of the records you seek and we cannot locate any information on the
     unit.  Unfortunately, for that reason alone, we are simply unable to answer your questions."

24.  Nuclear or Nuclear Related Documents

     a.  Unauthorized or unapproved releases of nuclear or nuclear related documents under the FOIA continue to be a sensitive issue.  Examples include operating instructions, plans, tabular data, command post procedures, tactical studies, organizational structure, or combinations of information which could affect operations security (OPSEC) adversely.

     b.  Prior to the release of Army intelligence records concerning nuclear or nuclear related information, coordination must be made with ODCSOPS: Attn: DAMO-3XA, Room 3D549, The Pentagon, Washington DC 20310-0403.  Other Army-originated records must be forwarded to ODCSOPS, the Initial Denial Authority (IDA).  ODCSOPS will coordinate with the appropriate agencies for approval or recommendations.
(Ltr, OSD, SAIS-PSP (25-55a), subject: Freedom of Information Act (FOIA) Release of Nuclear or Nuclear Related Documents, dated 21 Aug 90)

J-16

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