SUBJECT: Changes/corrections
to identification data for military personnel/medical records indexed by
computer
1. Purpose. This memorandum issues revised procedures for changing or correcting identification data on military records and on the computerized registry index.
2. Cancellation. NPRC 1864.96C is canceled.
3. Reason for revision. This memorandum has been placed in the 1865 series because the information pertains to 9700 Page only. It has been revised:
a. to update form names and numbers;
b. to remove note 1 from the end of fig. 1 and thus allow branches to designate the person(s) to authorize changes to the computerized registry index;
c. to add a paragraph which lists general criteria for making changes and/or corrections on the military documents themselves;
d. to change fig. 2 to pertain only to corrections in Navy records; and
e. to add a new figure to show the addresses to which to send non-Navy records when identification data on the records need to be corrected. (Making this fig. 3 has required renumbering of the previous fig. 3 as fig. 4. The previous fig. 4, an overprint for requesting a single registry number to use on a jacket being moved from a pre-registry file, has been removed. Instructions covering such situations will be added to NPRC1865.115, Registry File System records processing procedures.)
4. Instructions. The actions to take to change identification data on the computerized registry index and to make changes or corrections on the actual records are described in the attachment and in figs. 1, 2, 3, and 4.
5. Forms. This memorandum provides for the use of the following forms:
NA Form 13003, Request for Amendment(s)
to Computer Index
NA Form 13077, Report of Searching Actions
NA Form 13096, Finding Aid Report
DD Form 215, Correction to DD Form 214
DD Form 1343, Notification of Change in
Service Member's Official Records
DAVID L. PETREE
Director
1. Purpose. This memorandum transmits revised pages of NPRC 1865.114.
2. Explanation of change. The incoming mail operation uses the service code in some cases to determine if a request can be referred to another agency without searching for the record or referring to information in the record. When combining two or more records careful consideration must be given to ensuring that the service code on the combined record is appropriate to the contents of the record. A listing of service codes used in the NPRC registry systems has been added as figure 5. Figure 4 has been changed to reflect the most recent revision of NA Form 13003, Request for Amendment(s) to Computer Index. Figure 3 has been revised to reflect the most recent addresses to which records are to be referred.
3. Instructions. Remove
pp. 1/2 and 7/8 of the attachment and insert the revised pp. 1/2, 7/8,
and 9/10.
DAVID L. PETREE
Director
1. General information. Identification data (ID) is that information which identifies and isolates the record of one individual from another. On a military personnel/medical record, the ID is the NAME, SERVICE NUMBER, or SOCIAL SECURITY NUMBER. On the computer, the ID is the NAME, SERVICE NUMBER/SOCIAL SECURITY NUMBER, and SERVICE CODE.
2. When and when not to request amendments to the computerized registry index.
a. DO request amendments to the computerized registry index whenever it is recognized that there is a need:
(1) To change or correct the LAST NAME, SSN, and/or SERVICE NUMBER.The need to make any such changes may become apparent during the course of routine caseworking, or after a record has been returned from a military service department following corrections made on record documents themselves.(2) To change, add, or delete the REGISTRY NUMBER and/or SERVICE CODE.
(3) To consolidate two or more records for the same individual, same branch of service--each bearing a different registry number.
(4) To substitute a SERVICE NUMBER or SOCIAL SECURITY NUMBER for an "X" number (i.e., date-of-birth number).
b. DO NOT routinely request amendments to the computerized registry index:
(1) To remove a record from the registry system that was erroneously filed there.3. Changing and/or correcting identification data ON records. Navy records are the only military personnel records for which NPRC prepares paperwork to make changes or corrections to ID on records. This is done with Navy Liaison approval. See fig. 2. Criteria for making such changes/corrections are described in NPRC 1865.65, Changes/corrections to military personnel/medical records indexed in Alpha or Numeric files (Navy and Marine Corps). Such actions on other-than-Navy records are made by sending files to the proper headquarters facility. See fig. 3.(2) To add a record to the registry system that was erroneously filed in an alpha file.
(3) To add a Navy/Marine Corps personnel or medical record to the registry system only because the other record is in the system. This should be done, however, if the record which is not in the system has been pulled to answer an inquiry.
(4) To delete a record which has been transferred to another records depository (unless that branch of service specifically requests the deletion).
(5) To add a service number to a record which is already in the system under a valid social security account number.
NOTE: This does not apply to the Records Reconstruction Branch.
(6) Just to add/change/correct a FIRST name or middle initial. (But do take such action also if an amendment is being made for another reason.)
NOTE: The service department may make its change by issuing a single document to be filed in the jacket, rather than by changing the existing documents. Thus, the item that was changed may not be deleted entirely from the paper and should not be deleted from the computer memory; rather, the new information should be added to the computer as a cross reference and should be written in next to the existing information on the outside of the jacket. For example, a name change should be written along with words such as "also known as."
4. Service codes. When
two or more records are combined appropriately, the service code in the
computer must reflect the make up of the newly formed record. For
example, if an AF service code record containing some medical records is
combined with an AFP service code record (the AFP code indicates the service
sent the medical records to the Veterans Administration Records Management
Center (VARMC)), the service code of the combined record should be changed
to AF. The various service codes and their definitions are available
in figure 5.
A | B | C | D | |
U L E |
If the computer
change
|
The person discovering
the need for an amendment will |
The person authorized to
request computer amendments will |
Data Conversion
Unit takes
the following action
|
|
DOES NOT involve
the combining of two or more records into one Registry File,
|
forward the record
and
pertinent NA Form(s) 13096, Finding Aid Report (FAR), to the person in column C with a note explaining why a change is necessary. -------------------------------------- If the change is for the purpose of substituting an SN or SSN for a DOB ("X") number, change the folder label to show the new number, attach a note saying "Change ID No.," & forward to per- son in column C. |
a.
prepare NA Form 13003,
Request for Amendment(s) to Computer Index (fig. 4), to show delete and add action, b. forward it with any pertinent FAR(s) to Data Conversion Unit, c. retain the record and ensure that any changes are reflected on the jacket, i.e., on the label (and tab, if any) upon receipt of the corrected FAR(s), and d. release record for refile. |
a.
keypunch computer
input, b. hold documents pending receipt of corrected FAR(s), c. re-inquiry the com- puter to check on correct- ness of data input, and d. forward a copy of the FAR(s) to the sending unit for necessary action under column C.
|
Military OPerations Branch
takes the following action |
||||
|
DOES involve
the
combining of two or more records into one Registry File (simple service registry combination/ delete actions only--with no other computer amendments required), |
1.
attach all FAR's
on top of folder to be retained (highest numbered suitable folder). Exception: B/R files are to be combined with service registry files. 2. place retained folder (with the FAR's) on top of folders to be emptied and deleted. Secure with rubber band. 3. write "to be com- bined' on the top FAR. 4. forward entire package to person in column C. |
1.
review case, making
certain proposed combination is correct. (See note at bottom of next page.) 2. if correct, combine all records into the retained folder. 3. write the registry number(s) of the deleted folder(s), the date, and his/ her initials on the inside cover of the retained folder. 4. write "deleted" across the outside of the folders for deletion. 5. place folders for deletion in a box labeled "registry deletes." 6. forward folders and FAR's daily to the Data Conversion Unit for deletion. |
1.
Data Conversion Unit
a. keypunches the delete information from the folder label. b. keypunches a com- puter inquiry to verify the correctness of the delete. c. holds the deleted folder(s) pending receipt of the corrected FAR(s). d. sends the deleted folder(s) and FAR(s) to the Records Processing Unit. 2. The Records Processing unit verifies the delete action by ensuring that the prior folder label informa- tion is not on the corrected FAR. |
|
involves deleting
a registry number which no longer has a folder assigned to it (e.g., registry numbers assigned to vacant file locations or chargeouts during the reaccession- ing of the consol- idated into the service registry file; registry numbers assigned to chargeouts which have been reaccessioned under a higher number, etc.) |
1.
obtain a valid NA
Form 13077, Report of Searching Actions, indica- ting that a record is no longer assigned to the registry location recom- mended for deletion. 2. attach NA Form 13077 and any FAR(s) to top of the folder to be retained. 3. attach a note: "Delete negative number." 4. forward entire package to person in column C.
|
1.
review the recommended
delete action to make certain that it is correct. (See note below.) 2. if correct, write the registry number of the deleted location, the date, and her/ his initials on the inside cover of the retained folder. 3. prepare NA Form 13003 for the delete action in original only. 4. forward NA Form(s) 13003 daily to the Data Conversion Unit. 5. verify delete action upon receiving corrected FAR(s) from the Records Processing Unit.
|
1.
Data Conversion Unit
a. keypunches the delete information from NA Form 13003. b. keypunches a com- puter inquiry to verify the correctness of the delete action. c. holds the NA Form(s) 13003 pending the receipt of corrected FAR(s). d. routes the FAR(s) and NA Form(s) 13003 to the Records Processing Unit. 2. Records Processing Unit a. matches FAR(s) to NA Form(s) 13003. b. routes matched FAR(s) and form(s) back to the appropriate branch(es) for delete verification. |
NOTE:
Check that all combined records belong to the same veteran. Compare
names, SN/SSN, and date of birth,
if necessary. Do not combine records for more than one branch of service. Do not combine Navy personnel and medical records unless an AM or PM registry number already exists. |
1. Change involves retired Navy veteran's
service and/or medical record:
a. The C-6 archives technician (1) makes corrections to the record according to TECHINST 8411B for officers and TECHINST COR-12 for enlisted personnel;b. The Navy Liaison Officer (1) authorizes the correction(s);2. Change involves discharged veteran's service and/or medical record: a. The C-6 archives technician (1) makes corrections to the record according to TECHINST 8411B for officers and TECHINST COR-12 for enlisted personnel;b. The Navy Liaison Officer (1) authorizes the corrections; |
When Identification Data must be changed
inside a non-Navy record, the case is forwarded to the appropriate address:
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